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Glossary |
A - B
- C - D - E
- F - G - H
- I - J - K
- L - M - N
- O - P - Q
- R - S - T
- U - V - W
- X - Y - Z
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A |
AC – see
Aircraft License Active License – A license
granted by the FCC that has not expired or been canceled
or terminated. A license becomes active immediately upon
grant. So long as the license is active, the licensee is
authorized to operate in accordance with its terms.
Administrative Update
– An application filing that allows a licensee to update
administrative data on its license(s) in the ULS licensing
database. Administrative changes are limited to changes
in licensee name (provided there is no change in license
ownership, control, or corporate structure), address, phone
number, fax number, control point, e–mail address, and point
of contact information. Administrative changes do not include
changes in technical specifications to a license, control
points, assignments or transfers, or other changes that
would require a modification application. (See Modification.)
Previously, applicants made administrative updates with
a formal FCC modification request or an informal letter
request.
Aircraft License
- On October 26, 1996, the FCC released a Report and
Order in WT Docket No. 96-82, FCC 96-421 (Word),
eliminating the individual licensing requirement for all
aircraft operating domestically. This means that you do
not need a license to operate a two-way VHF radio, radar,
or ELT aboard aircraft operating domestically. All other
aircraft radio stations must be licensed by the FCC either
individually or by fleet.
Alert List – A list of potential categories of "problem"
applications so that ULS can identify them and send them
offline for manual processing. The alert list function can
then be used to flag applications based on the identity
of the applicant, the spectrum being applied for, or the
type of license being sought.
Amateur License -
The amateur and amateur-satellite services are for qualified
persons of any age who are interested in radio technique
solely with a personal aim and without pecuniary interest.
These services present an opportunity for self-training,
intercommunication, and technical investigations.
Amendment – A request to revise a previously filed,
currently pending application. If the amendment is major,
the amended application is treated as a new application
with a new filing date. If the amendment is minor, the original
application receipt date is retained.
Application Status Code - see Status
Code, Application
Assignment – A transaction
whereby a license is acquired from an existing licensee
(the assignor) by another entity (the assignee). (See also
Transfer of Control.)
In most cases, the parties must file an application and
obtain Commission consent to the assignment before it can
take place. (See Non–Pro Forma Assignments or Transfers
and Pro Forma Assignments or Transfers) An assignment can
be either full or partial. A full assignment involves acquisition
of the entire license and licensed facilities. A partial
assignment involves acquisition by the assignee of a portion
of the facilities, geographic area, or spectrum covered
by the license, while the assignor retains the remaining
portion. In geographically licensed services, partitioning
and disaggregation are types of partial assignment.
Authorization,
Demonstration - Authorization type that the FCC
grants for the sale and/or marketing of radio equipment.
Demonstration licenses may be used for purposes of demonstrating
equipment to potential customers at trade shows or at other
exhibitions, performing on site coverage studies for potential
customers, or other uses as provided for under specific
FCC rules.
Authorization,
Developmental - Authorization type that the FCC
grants for developmental authority to construct and operate
transmitters for the purpose of developing a new radio service
or a new technology not regularly authorized under specific
FCC rules.
Authorization,
Special Temporary Authority ( STA) - An authorization
that allows the applicant to operate radio facilities for
a short period (renewable, but limited to180 days) without
a full license. STAs are only granted under unusual circumstances,
e.g., where there is an emergency need for service before
a license application can be granted, or where an STA is
needed to prevent operations from being interrupted due
to circumstances beyond the applicant's control.
Automated Letter - Letters generated by ULS that
the FCC has sent to the licensee and/or their contact, and
allows you to view a summary of the information associated
with the letter. Each letter is identified by a sequential
reference number assigned by the ULS, call sign, letter
type (e.g., Renewal Reminder), and date the letter was generated.
Automatic Processing – The ability of the ULS to
process (grant, dismiss, etc.) a request filed by an applicant
without the need for staff review or intervention. This
is possible if ULS does not need to offline the file to
Inbox for errors, major filings, waivers, etc. For example,
renewal applications and routine construction notifications
may be auto–processed. |
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B |
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C |
Call Sign –
The combination of letters and numbers that serve to identify
an FCC license.
Cancellation – The rescinding
of an existing license at the request of the licensee. This
occurs, for example, if the licensee has ceased operations
and turns in its license. In the ULS database the license
status code is changed from A active to C canceled. (Also
see Termination.)
Cancellation Date - The date on which a license
in canceled. (Also see Cancellation.)
Clearance Check – An automated process performed
by ULS that determines if an application requires further
review/action, either automated or manual. Examples of clearance
checks include alert list, international coordination, Tower,
and basic qualifications.
CM – see
Commercial Operator License
Comment - Any comments made by the FCC relating
to the license are displayed in the comments section on
the License Detail screen.
Commercial Operator
License - You need a commercial radio operator license
to operate the following:
- Ship radio stations if:
- the vessel carries more than six passengers for
hire;
- or the radio operates on medium or high frequencies;
or
- the ship sails to foreign ports; or
- the ship is larger than 300 gross tons and is required
to carry a radio station for safety purposes.
- Coast stations which operate on medium or high frequencies,
or operate with more than 1,500 watts of peak envelope
power.
- Aircraft radio stations, except those that use only
VHF frequencies on domestic flights.
- International fixed public radiotelephone and radiotelegraph
stations.
- Coast and ship stations transmitting radiotelegraphy.
You need a commercial radio operator license to repair
and maintain the following:
- All ship radio and radar stations.
- All coast stations.
- All hand carried units used to communicate with ships
and coast stations on marine frequencies.
- All aircraft stations and aeronautical ground stations
including hand-carried portable units) used to communicate
with aircraft.
- International fixed public radiotelephone and radiotelegraph
stations.
Conditions, Special - Special rules or restrictions
that apply to a particular license, location, or frequency.
Consent – FCC approval of an assignment or transfer
of control application. This allows the parties to proceed
with the transaction. (See Consummation.)
Construction Requirements – Rules requiring wireless
licensees to construct facilities and commence service within
a specified time after the license grant date (the construction
period). If the licensee fails to construct and commence
service within the construction period, and does not receive
an extension of time, the license automatically terminates.
"Commencement of service" refers to commencing actual operation
of the facility. In the case of common carriers, service
must be provided to at least two unaffiliated subscribers
to meet this requirement.
Consummation – The completion
by the parties of an assignment or transfer of control transaction
that has been approved by the FCC. Consummation must occur
within 60 days of FCC consent unless an extension of time
is granted.
Coverage Requirements – In geographically licensed
services, rules requiring wireless licensees to provide
service covering a specified portion of the licensing area
within a specified time after the license grant date (the
coverage period). Typically, the portion of the licensing
area that must be covered is defined in terms of population,
though other criteria may be used instead of or in addition
to population. If the licensee fails to provide coverage
within the coverage period, and does not receive an extension
of time, the license automatically terminates. |
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D |
Demonstration Authorization
- see Authorization,
Demonstration Developmental Authorization -
see Authorization,
Developmental
Disaggregation – In
geographically licensed services, the acquisition of a part
of a licensee's allotted spectrum by another entity. For
example, a PCS licensee with 30 MHz of spectrum could disaggregate
10 MHz to another entity. (See Assignment and Partitioning.)
Dismissal – FCC action
terminating processing of an application that is determined
to be defective or otherwise not in conformance with the
Commission's rules. If an application is dismissed, the
applicant may be entitled to re-file under applicable rules,
but the re-filed application will be treated as a new application.
Dismissal of an application is distinct from denial of an
application, which may occur if an application is contested.
An application will be dismissed when the application is
not grantable on its face. An application will be denied
if it is grantable on its face, but the Commission determines
that grant of the application would not be in the public
interest.
Duplicate – An applicant request for a copy of an
existing license. |
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E |
Effective Date
– The date on which a license becomes effective. In most cases
this is the same as the Grant Date. (See
Grant Date). One exception occurs when a Grant Date falls
on a weekend or a holiday: the Effective date will be the
following business day. Another exception occurs with Modifications.
The original Grant Date of the license will remain the same,
but the Effective Date will be the day the Modification alone
becomes effective.
Expiration Date – The date after which an FCC–granted
license ceases to be valid. For example, a license with
a 12/1/98 expiration is no longer valid at 12:00am 12/2/98.
In most cases, wireless licenses have a 10–year term, and
the expiration date is the 10–year anniversary date of the
original license grant date.
Extension of Time – An applicant request to either
extend the deadline for meeting construction or coverage
requirements, or extend the time allowed for consummation
of an assignment or transfer. |
F |
Fee Sufficiency
/ Insufficiency – Indicates whether an applicant has provided
enough funds to cover required application fees.
FRN - The Licensee FCC Registration Number (FRN)
is a 10-digit number that is assigned by the Commission
Registration System (CORES) to an entity doing business
with the FCC. Each registered entity will have a unique
FRN that is used to identify the entity's business dealings
with the FCC. The FCC will use the FRN to determine if all
of an entity's fees have been paid for application filings
requiring a fee. |
G |
General
Mobile Radio Service License - The General Mobile
Radio Service ("GMRS") is a personal radio service
available to an individual (one man or one woman). It is a
two-way voice communication service to facilitate the activities
of the individual's immediate family members. Expect a communications
range of five to twenty-five miles. You cannot make a telephone
call with a GMRS unit. GMRS License – see
General
Mobile Radio Service License
Grant – The approval of a pending license application
by the FCC.
Grant Date – The date on
which a license becomes effective, which initiates the license
term (usually 10 years) and sets the timetable for any applicable
construction or coverage deadlines. In ULS, this corresponds
to the date that the license is effective. In ULS choosing
a future grant date is also possible.
Granted in Part – The approval of one or more markets
within an application by the FCC, with other markets within
the same application dismissed. (See Dismissal.) |
H |
HA – see
Amateur License History - Each significant event
that occurred during the processing of the license, as well
as the date on which the event occurred, as displayed in
the history section on the License Detail screen.
HV – see Vanity License |
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I |
Inactive Application
– A previous version of an application that has been superseded
by a subsequent amended application. The inactive version
of the application is maintained in the ULS database, though
it no longer shows up in Inbox. It can be viewed in Application
Search.
Incomplete – The status of an application in ULS
that is not yet completed and submitted. The system saves
incomplete applications for 30 days.
Issue Date – The date on which the FCC issues the
license to the licensee. The initial issue date may be the
same as the grant date (see Grant
Date), or if the license was granted with conditions,
it may be the date the conditions were fulfilled. When a
license is assigned or modified, it retains its original
grant date, but the issue date is the date that the license
was changed to reflect the assignment or modification. This
is not to be confused with print date, which is the date
a license is printed. Issue date and print date may be different. |
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J |
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K |
Killed – The
status of an application filed manually by the FCC which has
been found to contain errors or duplicate information |
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L |
Licensee Name - The name of the individual or business
entity holding the license.
License Status Code - see Status
Code, License |
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M |
Major
Filing – An amendment to an application or a request
for modification of license that is defined as major in Part
1 of the Commission's rules. In general, major filings have
significant procedural consequences (e.g., a major amendment
sets a new filing date that changes the applicant's filing
priority) and require prior Commission approval. For example,
new applications, extension of time requests, modifications
to technical information, and non–Pro Forma transfer and assignments
are major filings.
Manual Filing – An application filed via a hard
copy (paper) form.
Minor Filing – An amendment
to an application or a request for modification of license
that is defined as minor in Part 1 of the Commission's rules.
In general, any change not defined as major is considered
minor. Minor filings generally do not affect filing priority
and only require the applicant to notify the FCC by filing
a modification request. For example, duplicate license,
withdrawal, and cancellation are minor filings.
Modification – An applicant request to change the
terms, conditions, or specifications of an existing license,
other than administrative changes (see
Administrative Update). Modifications may be major or
minor. (See Major Filing and
Minor Filing) |
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N |
Non–Pro
Forma Assignment or Transfer – An assignment of license
or transfer of control in which actual control of the license
changes from the licensee to an unaffiliated entity. Non–pro
forma assignments and transfers require prior Commission approval.
(See Pro Forma
Assignment or Transfer)
Notification – A filing stating that an event pertaining
to the license has occurred, that an assignment or transfer
has been consummated, or that a construction or coverage
requirement has been met. |
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O |
Offlined Application
– an application that requires manual review to determine
if it should be granted, returned, or dismissed. |
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P |
Packs
– A set of applications requesting a system or subsystem of
microwave links which are related to the extent that they
cannot or must not operate independently and so must all have
the same grant date and construction deadline. A pack must
first be registered in ULS in order to receive a Pack Registration
Number; the Pack Registration Number is then entered on all
applications to filed as part of the pack. (See
Pending Pack Filing.)
Partial Assignment – Involves acquisition by the
assignee of a portion of the facilities, geographic area,
or spectrum covered by the license, while the assignor retains
the remaining portion. In geographically licensed services,
partitioning and disaggregation are types of partial assignment.
Partitioning – In geographically licensed services,
this is the acquisition of a portion of a licensee's geographic
service area by another entity. (See
Assignment and Disaggregation.)
Pending – Status of an application that has been
successfully filed in ULS and is awaiting FCC action. Pending
Status 1 refers to applications that have been submitted
but not processed by ULS. Pending Status 2 refers to applications
that have been submitted and need examiner intervention
before a decision on the application may be reached.
Pending Pack Filing
– Status of an application that is part of a pack that
has not yet been submitted to the FCC. (See Packs.)
Petition for Reconsideration – A petition requesting
that the Commission reverse, modify, or otherwise reconsider
a previous action, e.g., grant of a license or dismissal
of an application. Under Section 405 of the Communications
Act, a petition for reconsideration must be filed within
30 days of public notice of the FCC's action.
Petition to Deny – A petition filed with the FCC
by an interested party requesting that the FCC deny a pending
application. When a petition is filed, the applicant may
file an opposition and the petitioner may file a reply.
Resolution of a petition generally requires a Commission
letter or order stating whether the petition is granted,
denied, or dismissed, and the reasons for the Commission's
decision.
Print Date – The date on which the FCC prints a
license.
Pro Forma
Assignment or Transfer – An assignment or transfer
in which the form of ownership changes but actual control
of the license remains with the same entity. Pro forma assignments
and transfers may be approved under streamlined Forbearance
procedures in the case of most telecommunications carriers
(excluding licensees with installment payment or designated
entity issues). These Pro Forma requests do not require
prior FCC approval provided that the parties notify the
FCC of the change within 30 days. (See
Non–Pro Forma Assignment or Transfer). Note that private
licenses are not subject to forbearance. FCC approval is
required for private pro forma transfers and assignments.
Protection Date – Protection date is the
time and date stamp associated with the submission of an
application for link registration in the Millimeter Wave
70-80-90 GHz Service (MM). It establishes the first-in-time
priority of registered links for the purpose of determining
interference resolution. The protection date is initially
determined by the submit time and date of a new link registration.
If a link registration is dismissed or denied, the protection
date has no effect. If a link is subsequently modified the
protection date is replaced by the time and date stamp of
the modified link registration.
Public Notice – An official notification issued
by the FCC that lists Commission actions affecting applicants
or licensees, e.g., acceptance of applications for filing,
or licensing actions such as grants or dismissals. In general,
the public notice date triggers procedural deadlines for
parties to file pleadings or petitions (e.g., petitions
to deny, petitions for reconsideration) with the FCC regarding
the matter listed on the notice. |
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Q |
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R |
Radio Service Code
– A unique 2 letter code used in ULS to designate each wireless
service licensed within ULS. A listing of the radio services is
available in the instructions to Form 601 and 605 and in the
online help function in ULS.
Receipt Date – The date that an application is received
by the Commission. In the case of an electronic filing in
ULS, the receipt date is the date/time the application is
electronically submitted by the applicant into the ULS.
In the case of a manual filing, the receipt date is the
date the FCC or Mellon Bank received the application by
mail or by hand, not the date it is subsequently key–entered
into ULS.
Register Link – A filing to register a
new link, or delete or modify an existing registered link,
to an existing nationwide license for Millimeter Wave 70/80/90
GHz (MM).
Reinstatement – An applicant's request that a license
be restored after termination, cancellation, or expiration.
Under ULS, reinstatement is no longer an available procedure.
However, the licensee does have the right to file a petition
for reconsideration of a Commission action terminating its
license.
Renewal – A grant to a licensee of an additional
license term at the conclusion of the current license term.
To obtain a renewal, licensees must file a renewal application
on or before the current license expiration date. When the
renewal is granted, the license receives a new expiration
date at the end of the renewal term. Special temporary authorizations
and developmental authorizations may also be renewed, subject
to some restrictions.
Restricted Operator
License - Holders are authorized to operate most
aircraft and aeronautical ground stations. They can also
operate marine radiotelephone stations aboard pleasure craft
(other than those carrying more than six passengers for
hire on the Great Lakes or bays or tidewaters or in the
open sea) when operator licensing is required.
Resubmit – The refiling of a previously filed application
with additional or corrected information when it has been
returned by the Commission. (See Return.)
A resubmittal is a type of amendment to the application.
Return – The status of an application
that has been sent back to the applicant with instructions
to amend the application with corrections or additional
information. A returned application is not dismissed. However,
if the applicant fails to amend its application within a
specified time, the application is dismissed.
RR – see
Restricted Operator License |
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S |
SA – see
Ship Recreational or Voluntarily Equipped License Saved
Applications – An incomplete application that has been
partially entered by the applicant into ULS but has not
been completed or submitted. Unless completed or submitted,
applications in "saved" status are deleted from the ULS
database after 30 days.
SB – see
Ship Compulsory Equipped
Service Code – A code designating certain groups
of wireless services based on the legacy databases in which
licensing data was stored prior to the deployment of ULS.
For example, services that have been licensed in the Microwave
database are designated "MW" and services in the Land Mobile
database are designated "LM" for Land Mobile.
Ship Compulsory
Equipped License - Depending on the size, purpose,
or destination of a ship, its radio station must meet certain
requirements established by law or treaty. For example,
large passenger or cargo ships that travel on the open sea
are required by the Communications Act and by international
agreements to be equipped with a radio station for long
distance radio communications. Passenger ships that travel
along the coast must be able to communicate at shorter range
with coast stations. "Compulsory ships" are required
or compelled by treaty or statute to be equipped with specified
telecommunications equipment if they meet the following
criteria:
- Cargo ships over 300 gross tons navigating in the open
sea;
- Ships certified by the U.S. Coast Guard to carry more
than 6 passengers for hire in the open sea or tidewaters
of the U.S.;
- Power driven ships over 20 meters in length on navigable
waterways;
- Ships of more than 100 gross tons certified by the U.S.
Coast Guard to carry at least one passenger on navigable
waterways;
- Tow boats of more than 7.8 meters in length on navigable
waterways; and,
- Uninspected commercial fishing industry vessels required
to carry a VHF radio.
Ship
Recreational or Voluntarily Equipped License - The
term "voluntary ships" refers to ships that are not required
by law to carry a radio. Generally, this term applies to
recreation or pleasure craft. In any event, the term "voluntary
ships" does not apply to the following:
- Cargo ships over 300 gross tons navigating in the open
sea;
- Ships certified by the U.S. Coast Guard to carry more
than 6 passengers for hire in the open sea or tidewaters
of the U.S.;
- Power driven ships over 20 meters in length on navigable
waterways;
- Ships of more than 100 gross tons certified by the U.S.
Coast Guard to carry at least one passenger on navigable
waterways;
- Tow boats of more than 7.8 meters in length on navigable
waterways; and,
- Uninspected commercial fishing industry vessels required
to carry a VHF radio.
Special
Temporary Authority (STA) – see Authorization,
STA
Specified Search - On the License Search Results
screen, this indicator tells you the basic level of what
you searched on (e.g., "Radio Service = HV")
STA - see Authorization,
STA
Status Code, Application
- Refers to the status of an application. Application status
codes include:
1 - Pending Level 1
2 - Pending Level 2
A - Granted, awaiting overnight processing
C - Consented to
D - Dismissed
G - Granted
I - Inactive
K - Killed
M - Consummated
N - Granted In Part
P - Pending Pack Filing
Q - Accepted
R - Returned
T - Terminated
W - Withdrawn
Status Code, License
- Refers to the status of a license. License status
codes include:
A - Active
C - Canceled
E - Expired
T - Terminated
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T |
Termination
– An action by the Commission to rescind a existing license
before its expiration date for failure by the licensee to
fulfill a condition of the license, meet a construction or
coverage requirement, or other reasons such as rule violations
by the licensee. ULS uses "cancellation" to refer to action
requested by the licensee, while "termination" refers to action
initiated by the FCC. Note that a licensee may have certain
procedural rights before the FCC can terminate its license,
e.g., a right to a hearing, unless the rules specifically
provide for automatic termination.
Transfer of Control
– A transaction in which control of the entity that
holds a license passes from one entity (the transferor)
to another (the transferee). (See also Assignment.) In most
cases, the parties must file an application and obtain Commission
consent to the transfer before it can take place. (See
Non–Pro Forma Assignments or Transfers and
Pro Forma Assignments or Transfers) |
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U |
Unjust Enrichment
– FCC rules that require a transferee or assignee of a license
to pay back financial benefits that were received by the original
auction winner under the Commission's designated entity rules,
but for which the transferee or assignee is not eligible.
For example, if a small business licensee received a bidding
credit or installment payments in an auction, and then seeks
to assign the license to a non–small business, the assignee
may be required to pay back the installment balance or the
bidding credit amount to the Commission as a condition of
the assignment. |
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V |
Vanity
License - A vanity call sign may be requested for
a primary or club station. A call sign is selected by the
FCC from a list of call signs requested by the station licensee
or license trustee. RACES and military recreation stations
are not eligible for a vanity call sign. |
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W |
Waiver – A request
that the Commission allow an exception to a specified rule
in the case of a particular applicant or licensee based on
unusual and compelling circumstances.
Withdrawal – A request by the applicant that the
Commission cease processing and dismiss a pending application. |
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X |
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Y |
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Z |
ZA – see
General Mobile Radio Service License |
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